Anti-Money Laundering & MLRO Services
We will tailor this role to your product and service requirements, ensuring minimal disruption to you or your clients, and giving you the freedom to focus on your day-to-day business. Above all, we pride ourselves on providing quality service. We will do our best to bring efficiencies around your current compliance functions and instill a compliance culture. Our services are provided on an annual contract, and will be tailored to your specific product (e.g. compliance and corporate management services, Company Management, Insurance Company, etc.).
Services include:
-
Design and maintain AML procedures manual
covering the measures in the AML- Regulations that need to be in place at the entity. -
Design and maintain effective guidance lists
covering the identification and verification procedures for onboarding a new client. -
One-off staff training - for new employees only
-
Liaise with competent authorities as the point of contact
-
Maintain a comprehensive register and record all communications with the respective authorities and regulator.
-
Be available to the Entity for ongoing queries and questions regarding AML procedures
-
Review and approve all new and existing client files.
-
Conduct sample reviews of fund non-voting investor files at RTA level to ensure they are in line with the AML regulation.
-
Prepare annual compliance reports for the board of directors.
